Kenneth J. Sole & Associates, Inc., is a results-oriented consultancy specializing in application processing systems and advanced technology solutions for the financial services industry.
The five key data concerns of AML oversight?
That the New York State Department of Financial Services is contemplating regulations that would hold compliance officers personally liable for not providing adequate AML oversight?
That Federal Regulators are now recommending that financial institutions establish formal de-risking policies and procedures for business accounts and correspondent Banks?
Call us to explore how KJS consultants might assist you in ensuring full AML compliance!